Unclaimed
Ryan Bradley Capps is a financial advisor with Northwestern Mutual Investment Services, LLC, specializing in providing investment and advisory services. Ryan holds the Series 7, Series 63, and SIE licenses. Ryan has been active in the industry since March 2015 and is registered in six states: Kansas, Missouri, Ohio, Indiana, Iowa and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
KS
03/24/2015 - Present
Northwestern Mutual Investment Services, LLC (LEAWOOD KS)
BC
Issued 05/05/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/24/2015
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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