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Ryan Bowen Smith

Northwestern Mutual Investment Services, LLC

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About Ryan Bowen Smith

Ryan Bowen Smith is a financial advisor who has been in the industry since 1983. Ryan is currently registered with Northwestern Mutual Investment Services, LLC and has been with the firm since 2007. Ryan has a Series 63, Series 66, Series 7, and a SIE. Ryan has been registered with the state of California since 2007 and has a total of 37 approved state registrations. Prior to working with Northwestern Mutual, Ryan worked for Robert W. Baird & Co. Incorporated and Phoenix Financial Corporation.

Firm Information

Ryan Smith is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998. Headquartered in Milwaukee, Wisconsin, the firm provides investment research and referrals to other advisors. They are registered with the SEC and in all 50 states. The firm has over 2,000 licensed agents, investment advisor representatives, and registered representatives.
Northwestern Mutual Investment Services, LLC

720 EAST WISCONSIN AVENUE

MILWAUKEE, WI 53202-4797

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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Ryan Smith’s Registration & Firm History

GA

09/21/2007 - Present

Northwestern Mutual Investment Services, LLC (ATLANTA GA)

WI

06/03/1988 - 01/01/2002

ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)

NA

01/19/1983 - 05/12/1988

PHOENIX FINANCIAL CORPORATION

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Licenses & Designations

BOTH

Issued 01/31/2006

Series 66 - Uniform Combined State Law Examination

BC

Issued 01/28/1983

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/15/1983

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Ryan Bowen Smith. Review regulatory record here.
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