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Ryan K Baptiste

Fidelity Brokerage Services LLC

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About Ryan K Baptiste

Ryan Baptiste is a financial advisor with over 1 years of experience in the industry. Ryan is currently registered with Fidelity Brokerage Services LLC. Ryan has previously been registered with E*TRADE SECURITIES LLC, MORGAN STANLEY. Ryan has passed the Series 63, Series 7TO, SIE exams. Ryan also holds the no known designation. Ryan specializes in brokerage services, assisting clients with investment strategies and market analysis.

Firm Information

Ryan Baptiste is currently registered with Fidelity Brokerage Services LLC. Fidelity Brokerage Services LLC is a Limited Liability Company formed on June 8, 2000. The firm is registered in 53 states and is approved by the SEC.
Fidelity Brokerage Services LLC

900 SALEM STREET

SMITHFIELD, RI 02917

Not reported

Assets Under Management

Not reported

Total Clients

6,116

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Ryan Baptiste’s Registration & Firm History

RI

07/10/2024 - Present

Fidelity Brokerage Services LLC (SMITHFIELD RI)

GA

09/05/2023 - 05/03/2024

MORGAN STANLEY (Alpharetta GA)

GA

03/23/2023 - 09/05/2023

E*TRADE SECURITIES LLC (ALPHARETTA GA)

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Licenses & Designations

BC

Issued 4/19/2023

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 3/23/2023

Series 7TO - General Securities Representative Examination

BC

Issued 2/21/2023

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

New York Stock Exchange

Disclosures

There are no public disclosures for Ryan K Baptiste.
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