Unclaimed
Ryan Antes is an investment advisor representative with Merrill Lynch, Pierce, Fenner & Smith Inc. Ryan has been in the securities industry since August 2002. Ryan is registered in 35 states and the District of Columbia. Ryan's previous experience includes Morgan Stanley & Co., Incorporated and Morgan Stanley DW Inc. Ryan has passed the Series 7, Series 31 and SIE exams. Ryan is also a licensed investment advisor in Kansas and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
KS
12/21/2011 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (LEAWOOD KS)
KS
04/02/2007 - 08/08/2007
MORGAN STANLEY & CO., INCORPORATED (OVERLAND PARK KS)
KS
08/26/2002 - 04/02/2007
MORGAN STANLEY DW INC. (OVERLAND PARK KS)
BOTH
Issued 08/21/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/17/2002
Series 31 - Futures Managed Funds Examination
BC
Issued 07/26/2002
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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