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Ryan Andrew Morse

National Financial Services LLC

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About Ryan Andrew Morse

Ryan Morse is a financial advisor with over 17 years of experience in the industry. Ryan currently works at National Financial Services LLC. Ryan holds FINRA Series 4, 7, 24, and 66 licenses and has been registered with FINRA since 2004. Prior to working at National Financial Services LLC, Ryan was employed at Fidelity Brokerage Services LLC, Commonwealth Financial Network, Merrill Lynch, Pierce, Fenner & Smith Incorporated, and Banc of America Investment Services, Inc.

Firm Information

Ryan Morse is currently registered with National Financial Services LLC. National Financial Services LLC is a Limited Liability Company formed in June 2000. The firm is registered to conduct business in all 50 states, the District of Columbia, Puerto Rico and the Virgin Islands. The firm has been the subject of 45 regulatory event disclosures, 1 civil event disclosure and 14 arbitration disclosures.

Not reported

Assets Under Management

Not reported

Total Clients

598

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Ryan Morse’s Registration & Firm History

RI

01/17/2014 - Present

National Financial Services LLC (SMITHFIELD RI)

RI

08/02/2013 - 11/22/2013

FIDELITY BROKERAGE SERVICES LLC (SMITHFIELD RI)

RI

04/27/2012 - 07/02/2013

NATIONAL FINANCIAL SERVICES LLC (SMITHFIELD RI)

MA

12/08/2011 - 01/12/2012

COMMONWEALTH FINANCIAL NETWORK (WALTHAM MA)

RI

10/23/2009 - 11/09/2011

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (LINCOLN RI)

RI

02/08/2006 - 10/23/2009

BANC OF AMERICA INVESTMENT SERVICES, INC. (LINCOLN RI)

MO

11/11/2004 - 11/23/2005

A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)

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Licenses & Designations

BOTH

Issued 11/22/2004

Series 66 - Uniform Combined State Law Examination

BC

Issued 12/26/2007

Series 4 - Registered Options Principal Examination

BC

Issued 12/29/2006

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/10/2004

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Ryan Andrew Morse.
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