linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Ryan Andre Rodrigues

National Financial Services LLC

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Ryan? Claim Your Profile

About Ryan Andre Rodrigues

Ryan Rodrigues has been a financial professional since December 16, 2004. Ryan is currently registered with National Financial Services LLC and Fidelity Brokerage Services LLC. Ryan has a Series 7, Series 66, Series 24 and Series 99TO licenses, among others. Ryan is registered to conduct business in all 50 states, as well as Puerto Rico and the US Virgin Islands. Ryan previously worked for Scottrade, Inc. in Union City, CA, and American Express Financial Advisors Inc. and IDS Life Insurance Company in Minneapolis, Minnesota.

Firm Information

Ryan Rodrigues is currently registered with National Financial Services LLC. National Financial Services LLC is a Limited Liability Company formed in June 2000. The firm is registered to conduct business in all 50 states, the District of Columbia, Puerto Rico and the Virgin Islands. The firm has been the subject of 45 regulatory event disclosures, 1 civil event disclosure and 14 arbitration disclosures.

Not reported

Assets Under Management

Not reported

Total Clients

598

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Ryan Rodrigues’s Registration & Firm History

CA

05/08/2019 - Present

National Financial Services LLC (SAN FRANCISCO CA)

CA

02/03/2005 - 12/03/2015

SCOTTRADE, INC. (UNION CITY CA)

MN

06/16/2003 - 08/21/2003

AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)

MN

06/16/2003 - 08/21/2003

IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)

Not sure if Ryan Andre Rodrigues is right for you?

Licenses & Designations

BOTH

Issued 07/07/2003

Series 66 - Uniform Combined State Law Examination

BC

Issued 08/27/2009

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/13/2003

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe C2 Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

N

NYSE American LLC

N

NYSE Arca, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq ISE, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Ryan Andre Rodrigues.
Not sure if Ryan Andre Rodrigues is right for you?