Unclaimed
Ryan Brattain is a financial advisor with Houlihan Lokey Capital, Inc., in Minneapolis, Minnesota. Ryan has been in the industry since July 30, 2022. Ryan is registered with the state of Minnesota as a broker-dealer. Ryan has passed the Series 63, Series 79TO, and the SIE exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
MN
07/31/2022 - Present
Houlihan Lokey Capital, Inc. (MINNEAPOLIS MN)
BC
Issued 07/08/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/30/2022
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 06/28/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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