Unclaimed
Ryan Hallam is a financial professional with over 27 years of experience in the securities industry. He is currently registered with Piper Sandler & Co. and holds several licenses and certifications, including Series 7, Series 24, Series 52TO and Series 53. His previous experience includes working with CITIGROUP GLOBAL MARKETS INC. Ryan Hallam has been registered in several states, including California, Connecticut, Illinois, Massachusetts, New Jersey, New York, Pennsylvania, and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Analytical reports/public finance consulting program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
03/26/2024 - Present
Piper Sandler & Co. (NEW YORK NY)
NY
11/26/1996 - 03/18/2024
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
BC
Issued 10/25/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/22/2023
Series 24 - General Securities Principal Examination
BC
Issued 06/26/2017
Series 53 - Municipal Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/05/1996
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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