Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ryan? Claim Your ProfileRyan Lax is a financial advisor who has been in the industry since January 20, 2003. Ryan is currently registered with LPL Financial LLC and has held previous registrations with Cadaret, Grant & Co., Inc., Hornor, Townsend & Kent, Inc., and Ameritas Investment Corp. Ryan holds the Series 6 and SIE licenses and is registered with the states of Arizona, California, Connecticut, Florida, Illinois, Maryland, Massachusetts, Michigan, New Hampshire, New Jersey, New York, Pennsylvania, Rhode Island, South Carolina, Texas, Washington, and West Virginia. Ryan's specializations include: 1, 2, 3, 4, 5, and 6.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
RI
03/05/2023 - Present
LPL Financial LLC (WARWICK RI)
RI
11/02/2012 - 03/28/2023
CADARET, GRANT & CO., INC. (WARWICK RI)
RI
08/03/2009 - 11/08/2012
HORNOR, TOWNSEND & KENT, INC. (WARWICK RI)
RI
09/24/2008 - 08/14/2009
AMERITAS INVESTMENT CORP. (PROVIDENCE RI)
RI
01/20/2003 - 09/22/2008
CADARET, GRANT & CO., INC. (WARWICK RI)
BC
Issued 03/11/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/17/2003
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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