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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ryan? Claim Your ProfileRyan Lurie is an investment advisor representative with UBS Financial Services Inc. Ryan has been in the financial services industry since 2005 and has worked with multiple firms including Ameriprise Financial Services, LLC, MORGAN STANLEY and MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED. Ryan is a licensed financial advisor in numerous states. Ryan holds the Series 66, Series 24, Series 9, Series 31, Series 7, and SIE licenses. Ryan specializes in investment advisory services, security ratings, financial planning, pension consulting, educational seminars, publication of periodicals, selection of other advisors, and portfolio management.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
AZ
08/30/2024 - Present
UBS Financial Services Inc. (Scottsdale AZ)
AZ
11/02/2017 - 09/05/2024
AMERIPRISE FINANCIAL SERVICES, LLC (Phoenix AZ)
AZ
06/01/2009 - 11/06/2017
MORGAN STANLEY (SCOTTSDALE AZ)
FL
10/20/2008 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (NAPLES FL)
FL
11/07/2005 - 09/09/2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (FORT MYERS FL)
BOTH
Issued 11/07/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/20/2020
Series 24 - General Securities Principal Examination
BC
Issued 09/13/2012
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/16/2008
Series 31 - Futures Managed Funds Examination
BC
Issued 10/11/2005
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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