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Rutwik Rajesh Parikh

SG Americas Securities, LLC

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About Rutwik Rajesh Parikh

Rutwik Rajesh Parikh is a financial professional with over 9 years of experience in the securities industry. Rutwik has a broad range of experience, having worked at firms like Morgan Stanley & Co. LLC and Credit Suisse Securities (USA) LLC before joining SG Americas Securities, LLC. Rutwik holds a variety of licenses and registrations including Series 3, 7, 24, 57TO, and 63, as well as the SIE. Rutwik currently holds a registration with the state of Alabama and 51 other states.

Firm Information

Rutwik Parikh is currently registered with SG Americas Securities, LLC. SG Americas Securities, LLC is a Limited Liability Company formed on August 8, 2003. The firm is registered with the SEC and in all 50 states, as well as Puerto Rico. They have a history of regulatory events, including 109 disclosures, as well as a criminal disclosure and an arbitration disclosure.

Not reported

Assets Under Management

Not reported

Total Clients

557

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Rutwik Parikh’s Registration & Firm History

NY

08/28/2023 - Present

SG Americas Securities, LLC (NEW YORK NY)

NY

03/05/2019 - 02/02/2023

MORGAN STANLEY & CO. LLC (NEW YORK NY)

NY

08/13/2013 - 03/18/2019

CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 09/23/2013

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 02/21/2024

Series 24 - General Securities Principal Examination

BC

Issued 07/30/2019

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/23/2013

Series 3 - National Commodity Futures Examination

BC

Issued 08/13/2013

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MEMX LLC

M

MIAX PEARL, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Rutwik Rajesh Parikh.
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