Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ruth? Claim Your ProfileRuth Petty Roberts has been in the financial industry since April 16, 1982. Ruth is currently registered with Osaic Wealth, Inc. in Greensboro, North Carolina and holds Series 6, 7, 22, 63 and 65 licenses. Ruth has previous experience working with Securities America, Inc. in La Vista, Nebraska and Signator Investors, Inc. in Needham Heights, Massachusetts. Ruth is also a Chartered Financial Consultant.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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NC
06/14/2024 - Present
Osaic Wealth, Inc. (Greensboro NC)
NC
10/09/2015 - 06/14/2024
SECURITIES AMERICA, INC. (Greensboro NC)
MA
07/20/2007 - 10/22/2015
SIGNATOR INVESTORS, INC. (NEEDHAM HEIGHTS MA)
MA
05/14/2001 - 07/24/2007
NEW ENGLAND SECURITIES (BOSTON MA)
NY
04/14/1993 - 05/01/2001
AXA ADVISORS, LLC (NEW YORK NY)
NY
04/14/1993 - 01/05/2000
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)
IN
01/23/1990 - 04/02/1993
JEFFERSON-PILOT INVESTOR SERVICES, INC. (FORT WAYNE IN)
NY
03/25/1982 - 01/27/1990
EQUICO SECURITIES, INC. (NEW YORK NY)
NY
03/25/1982 - 01/27/1990
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)
IA
Issued 12/03/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/04/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/10/1997
Series 7 - General Securities Representative Examination
BC
Issued 08/29/1988
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 03/12/1982
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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