Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ruth? Claim Your ProfileRuth Francis is a financial advisor with Commonwealth Financial Network and has been in the industry since 2010. Ruth has a diverse background with previous employment at firms like Park Avenue Securities, AllianceBernstein Investments, and Sanford C. Bernstein & Co. She has experience in both broker-dealer and investment advisor roles and is licensed in Massachusetts for both. Ruth Francis specializes in helping individuals, families, businesses, and charitable organizations achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
MA
06/14/2023 - Present
Commonwealth Financial Network (Hadley MA)
NY
11/02/2009 - 01/26/2010
PARK AVENUE SECURITIES LLC (NEW YORK NY)
NY
11/29/2006 - 12/07/2007
ALLIANCEBERNSTEIN INVESTMENTS, INC. (NEW YORK NY)
NY
12/07/2000 - 12/31/2006
SANFORD C. BERNSTEIN & CO., LLC (NEW YORK NY)
NY
07/25/2000 - 12/07/2000
SANFORD C. BERNSTEIN & CO., INC. (NEW YORK NY)
NY
04/27/1998 - 07/19/2000
H. G. WELLINGTON & CO., INC. (NEW YORK NY)
FL
09/18/1997 - 03/20/1998
INVESTMENT MANAGEMENT & RESEARCH, INC (ST. PETERSBURG FL)
NY
06/04/1997 - 09/09/1997
SMITH BARNEY INC. (NEW YORK NY)
BOTH
Issued 05/27/2023
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/25/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/20/2020
Series 7TO - General Securities Representative Examination
BC
Issued 05/23/2020
SIE - Securities Industry Essentials Examination
BC
Issued 06/03/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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