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Ruth Faye Shoulders

Purshe Kaplan Sterling Investments

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About Ruth Faye Shoulders

Ruth Shoulders is a financial advisor in Houston, TX and has been in the industry since July 26, 2005. Ruth is currently registered with Purshe Kaplan Sterling Investments and has been associated with them since April 20, 2011. Ruth has held previous roles at Lincoln Financial Advisors Corporation and The Lincoln National Life Insurance Company. Ruth Shoulders is also licensed in Texas as a Series 6, 63, and SIE representative.

Firm Information

Ruth Shoulders is currently registered with Purshe Kaplan Sterling Investments. Purshe Kaplan Sterling Investments is a Corporation formed on December 16, 1993 and is approved to operate in all 50 states, the District of Columbia, and the Virgin Islands. The firm has been registered with the SEC and has 10 regulatory event disclosures and 2 arbitration disclosures.

Not reported

Assets Under Management

Not reported

Total Clients

181

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Ruth Shoulders’s Registration & Firm History

TX

04/20/2011 - Present

Purshe Kaplan Sterling Investments (HOUSTON TX)

TX

07/26/2005 - 04/26/2011

LINCOLN FINANCIAL ADVISORS CORPORATION (HOUSTON TX)

IN

07/26/2005 - 05/05/2006

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (FORT WAYNE IN)

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Licenses & Designations

BC

Issued 05/31/2005

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/25/2005

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Ruth Faye Shoulders.
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