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Ruth Esther Vazquez

PFS Investments Inc.

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About Ruth Esther Vazquez

Ruth Esther Vazquez is a financial advisor with PFS Investments Inc. based in Miami Lakes, FL. Ruth has over 25 years of experience in the financial industry. Her previous roles included positions with WELLS FARGO ADVISORS, LLC, FIRST UNION SECURITIES, INC. and FIRST UNION BROKERAGE SERVICES, INC.. She has a strong understanding of the investment industry and is committed to providing her clients with the best possible financial advice. Ruth specializes in securities and investment company products. She is licensed in California, Florida and Texas. Ruth is also Series 6 and SIE licensed and holds a Series 63 license.

Firm Information

Ruth Vazquez is currently registered with PFS Investments Inc.. PFS Investments Inc. is a Corporation that was formed in 1981 and is headquartered in Duluth, GA. The firm provides portfolio management for individuals. They manage approximately $8,461,983,895 in regulatory assets for 59,808 total accounts. PFS Investments Inc. is registered with the SEC and in 53 states.
PFS Investments Inc.

1 PRIMERICA PARKWAY

DULUTH, GA 30099-0001

$8.46B

Assets Under Management

Not reported

Total Clients

17,935

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Ruth Vazquez’s Registration & Firm History

FL

01/24/2013 - Present

PFS Investments Inc. (MIAMI LAKES FL)

FL

07/22/2002 - 04/12/2011

WELLS FARGO ADVISORS, LLC (MIAMI FL)

MO

10/01/2000 - 05/02/2002

FIRST UNION SECURITIES, INC. (ST. LOUIS MO)

NC

03/03/1994 - 10/01/2000

FIRST UNION BROKERAGE SERVICES, INC. (CHARLOTTE NC)

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Licenses & Designations

BC

Issued 03/25/1994

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/02/1994

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Ruth Esther Vazquez.
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