Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ruth? Claim Your ProfileRuth Springer is a financial advisor who has been in the industry since 1983. She is currently registered with Raymond James & Associates, Inc. in Indiana and Texas. Ruth has been a registered representative with Raymond James & Associates, Inc. since 2009. Prior to that, Ruth was with ROBERT W. BAIRD & CO. INCORPORATED for a period of time, as well as with MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED and other firms. She is a Series 7 and 63 licensed professional and holds a Series 65 license. Ruth's specializations include retirement planning, investments, insurance and other services. Ruth has a strong track record of success in the industry, and has earned the trust of her clients by providing them with sound financial advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
IN
08/06/2012 - Present
Raymond James & Associates, Inc. (FT. WAYNE IN)
IN
08/19/1997 - 01/20/2009
ROBERT W. BAIRD & CO. INCORPORATED (FT WAYNE IN)
NA
07/18/1997 - 08/11/1997
ROBERT W. BAIRD & CO. INCORPORATED
NY
09/27/1984 - 07/21/1997
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NA
01/07/1984 - 10/01/1984
INVESTMENT MANAGEMENT & RESEARCH, INC
NA
03/01/1983 - 01/23/1984
HEADFORD & COMPANY, INCORPORATED
IA
Issued 04/18/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/22/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/19/1983
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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