Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ruth? Claim Your ProfileRuth Elise Berger is a registered representative and investment advisor representative with Hightower Advisors, LLC. Ruth has been in the securities industry since 1999 and has experience with MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED. Ruth has been registered with the state of New York since 2014 and with Hightower Advisors, LLC since 2014. Ruth has experience working with high-net-worth individuals, corporations, insurance companies, pension and profit-sharing plans, and charitable organizations. Ruth holds the Series 66, Series 31, and Series 7 licenses. Ruth is based in New York, New York and has access to office locations in New York City and Chicago. Ruth is a registered representative of Hightower Securities, LLC. Hightower Securities, LLC is a broker-dealer registered with the SEC and is a member of FINRA and SIPC. Ruth is an investment advisor representative of Hightower Advisors, LLC, which is registered with the SEC and is a member of the Investment Adviser Association.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Treasury management for corporate clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Retainer or service fees or some combination of 1, 2, 4, 5 & 7
1
2
NY
03/18/2021 - Present
Hightower Advisors, LLC (New York NY)
NY
11/10/1999 - 02/25/2014
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BOTH
Issued 12/09/1999
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/29/2003
Series 31 - Futures Managed Funds Examination
BC
Issued 11/09/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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