Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ruth? Claim Your ProfileRuth Epstein is a financial advisor with over 30 years of experience in the financial services industry. Ruth has a Series 7, Series 63, Series 82 and SIE licenses. Ruth is currently registered with Pickwick Capital Partners, LLC in New York and California. Prior to joining Pickwick Capital Partners, LLC, Ruth was with Gar Wood Securities, LLC and Goldman, Sachs & Co.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
01/31/2019 - Present
Pickwick Capital Partners, LLC (WHITE PLAINS NY)
IL
04/11/2018 - 06/01/2018
GAR WOOD SECURITIES, LLC (NAPERVILLE IL)
NY
09/20/1988 - 09/05/1997
GOLDMAN, SACHS & CO. (NEW YORK NY)
BC
Issued 10/08/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/10/2018
Series 82 - Limited Representative-Private Securities Offerings
BC
Issued 09/17/1988
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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