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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ruth? Claim Your ProfileRuth Vitale is a financial advisor with Wells Fargo Clearing Services, LLC. Ruth has been in the financial services industry since 1999 and has held registrations with several firms, including Morgan Stanley DW Inc., RBC Dain Rauscher Inc., Sutro & Co. Incorporated and A. G. Edwards & Sons, Inc. Ruth is licensed in South Carolina as both a Registered Representative and Investment Advisor Representative. Ruth specializes in providing investment consulting services to institutional clients, financial planning, pension consulting, selection of other advisors, and portfolio management for businesses and individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MO
11/22/2019 - Present
Wells Fargo Clearing Services, LLC (ST. LOUIS MO)
CA
07/29/2004 - 09/18/2006
MORGAN STANLEY DW INC. (VISALIA CA)
NY
03/09/2002 - 07/30/2004
RBC DAIN RAUSCHER INC. (NEW YORK NY)
CA
06/16/2000 - 03/09/2002
SUTRO & CO. INCORPORATED (SAN FRANCISCO CA)
MO
10/14/1999 - 06/19/2000
A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)
IA
Issued 06/12/2006
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/24/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/02/2005
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 06/06/2005
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/20/2007
Series 31 - Futures Managed Funds Examination
BC
Issued 01/20/1998
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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