Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ruth? Claim Your ProfileRuth Ann Tsakonas is an Investment Advisor Representative with LPL Financial LLC, a firm with over $50 billion in assets. Ruth is registered with the Securities and Exchange Commission (SEC) and FINRA as well as in Alaska, Colorado, Florida, Illinois, Indiana, Iowa, Michigan, New Hampshire, New York, North Carolina, Ohio, Oklahoma, Pennsylvania, South Carolina, Tennessee, Texas, Virginia, and Wisconsin. She has been in the securities industry since 2011. Ruth is a Series 7 and Series 66 licensed professional. She previously worked for SII Investments, Inc., Woodbury Financial Services, Inc. and Waddell & Reed. Ruth focuses on financial planning, pension consulting, educational seminars, selection of other advisers, portfolio management for businesses, and portfolio management for individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
WI
07/21/2021 - Present
LPL Financial LLC (WAUKESHA WI)
WI
05/07/2018 - 07/21/2021
WADDELL & REED (WAUKESHA WI)
WI
01/12/2018 - 05/02/2018
WOODBURY FINANCIAL SERVICES, INC. (ELM GROVE WI)
WI
09/12/2011 - 01/16/2018
SII INVESTMENTS, INC. (Elm Grove WI)
BOTH
Issued 03/30/2012
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/09/2011
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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