Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ruth? Claim Your ProfileRuth Ann Rozankovich is a financial advisor at Raymond James & Associates, Inc., a firm with $1 billion - $10 billion in assets under management. Ruth Ann Rozankovich has over 19 years of experience in the financial services industry. She has a Series 63, 65, and 7 securities licenses and her professional experience includes previous roles at Oppenheimer & Co. Inc. and Citigroup Global Markets Inc. Ruth Ann Rozankovich's specialties include retirement planning, investment management and financial planning for individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MI
09/27/2022 - Present
Raymond James & Associates, Inc. (KALAMAZOO MI)
MI
04/06/2011 - 11/05/2021
OPPENHEIMER & CO. INC. (KALAMAZOO MI)
MI
07/08/2008 - 04/11/2011
RAYMOND JAMES & ASSOCIATES, INC. (KALAMAZOO MI)
MI
12/16/2005 - 04/14/2008
RAYMOND JAMES & ASSOCIATES, INC. (KALAMAZOO MI)
NY
04/02/2003 - 07/06/2004
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
IA
Issued 12/14/2010
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/08/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/31/2003
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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