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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ruth ann? Claim Your ProfileRuth Ann Kalage is a financial advisor with over 25 years of experience in the industry. Ruth Ann is currently registered with Wells Fargo Clearing Services, LLC and has been with the firm since 2016. Ruth Ann is a registered representative and investment advisor representative in New York and Texas. Ruth Ann has held prior positions at Wells Fargo Securities, LLC and Morgan Stanley DW Inc. Ruth Ann has a wide range of experience in the financial services industry and is dedicated to providing her clients with personalized financial advice. Ruth Ann holds the Series 63, 7, 9, 10 and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
NY
06/23/2014 - Present
Wells Fargo Clearing Services, LLC (EAST ISLIP NY)
NY
10/20/2011 - 10/16/2012
WELLS FARGO SECURITIES, LLC (NEW YORK NY)
NY
09/30/2005 - 10/04/2011
WELLS FARGO ADVISORS, LLC (MELVILLE NY)
NY
06/03/1997 - 10/04/2005
MORGAN STANLEY DW INC. (PURCHASE NY)
BC
Issued 07/24/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/31/2001
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 02/26/2001
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/31/1997
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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