linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Ruth A Soto-ortiz

Kovack Advisors, Inc.

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Ruth? Claim Your Profile

About Ruth A Soto-ortiz

Ruth Soto-ortiz is a registered representative and investment advisor representative with Kovack Advisors, Inc. Ruth is also an insurance agent with Strategic Capital Group. Ruth has been in the securities industry since 2017. Ruth is licensed to provide advisory services in Florida, North Carolina, Puerto Rico, and Texas. Ruth's current firm, Kovack Advisors, Inc. is an investment advisor registered with the SEC. It has a strong reputation with its clients and specializes in providing investment advisory services to individuals, corporations, and investment companies.

Firm Information

Ruth Soto-ortiz is currently registered with Kovack Advisors, Inc.. Kovack Advisors, Inc. is an investment advisor headquartered in FT. LAUDERDALE, FL. The firm manages $4.29 billion in assets for a variety of clients, including high-net-worth individuals, corporations, individuals other than high-net-worth, and pension and profit-sharing plans. Kovack Advisors provides financial planning, portfolio management for businesses and individuals, and selection of other advisors. The firm employs 229 licensed agents and 300 investment adviser representatives. The firm's SEC number is 801-63048.
Kovack Advisors, Inc.

6451 N. FEDERAL HWY

FT. LAUDERDALE, FL 33308

$4.29B

Assets Under Management

1,602

Total Clients

264

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

check

financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

check

selection of other advisors

Helps you choose top advisors aligned with your financial goals.

check

portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

check

portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

check

fixed fees

Set rates for specific services, regardless of time or assets managed.

check

percentage of assets

A percentage of the total value of assets under management is charged.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Ruth Soto-ortiz’s Registration & Firm History

FL

05/21/2020 - Present

Kovack Advisors, Inc. (Fort Lauderdale FL)

PR

01/09/2017 - 12/20/2018

MUTUAL OF OMAHA INVESTOR SERVICES, INC. (GUAYNABO PR)

Not sure if Ruth A Soto-ortiz is right for you?

Licenses & Designations

BOTH

Issued 05/21/2020

Series 66 - Uniform Combined State Law Examination

BC

Issued 08/30/2019

Series 7TO - General Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/09/2017

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Ruth A Soto-ortiz.
Not sure if Ruth A Soto-ortiz is right for you?