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Rusty Ann Frauhiger

Capital Client Group, Inc.

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About Rusty Ann Frauhiger

Rusty Ann Frauhiger is an investment advisor representative registered with Capital Client Group, Inc. Rusty has been in the industry since September 14, 1997, and holds a Series 6, Series 7, Series 26, Series 63 and Series 65 licenses. Rusty is registered in 53 states and the District of Columbia. Prior to joining Capital Client Group, Inc., Rusty has worked for Transamerica Financial Advisors, Inc., Jackson National Life Distributors, Inc., Lincoln Financial Advisors Corporation and The Lincoln National Life Insurance Company.

Firm Information

Rusty Frauhiger is currently registered with Capital Client Group, Inc.. Capital Client Group, Inc. is a corporation established in 1972 and headquartered in Los Angeles, California. The firm provides various investment advisory services, including recommending affiliate as an investment advisor of SMA assets. They primarily serve corporations, individuals, insurance companies, investment companies, and other investment advisors. The firm is registered with the SEC and in 53 states.
Capital Client Group, Inc.

333 SOUTH HOPE STREET

LOS ANGELES, CA 90071-1406

Not reported

Assets Under Management

Not reported

Total Clients

619

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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recommending affiliate as investment adviser of sma assets

Recommending affiliate as investment adviser of sma assets

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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other

As agreed upon in a manner that covers registrant's costs

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Rusty Frauhiger’s Registration & Firm History

CA

02/03/2022 - Present

Capital Client Group, Inc. (LOS ANGELES CA)

CA

10/19/2005 - 04/18/2006

TRANSAMERICA FINANCIAL ADVISORS, INC. (LOS ANGELES CA)

TN

09/07/2004 - 09/28/2005

JACKSON NATIONAL LIFE DISTRIBUTORS, INC. (FRANKLIN TN)

IN

08/06/1997 - 09/16/2004

LINCOLN FINANCIAL ADVISORS CORPORATION (FORT WAYNE IN)

IN

08/06/1997 - 09/16/2004

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (FORT WAYNE IN)

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Licenses & Designations

IA

Issued 04/04/2014

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 05/25/2006

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 03/01/1999

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 02/17/2023

Series 7TO - General Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/05/1997

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Rusty Ann Frauhiger.
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