Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Rusti? Claim Your ProfileRusti Lyn Alexander gunn is a financial advisor currently registered with Merrill Lynch, Pierce, Fenner & Smith Inc. Rusti has been in the financial services industry since 2011. Rusti has experience working at several firms including WELLS FARGO CLEARING SERVICES, LLC, FIDELITY BROKERAGE SERVICES LLC, and SAGEPOINT FINANCIAL, INC. Rusti holds multiple securities licenses including Series 7, Series 9, Series 10, Series 63, Series 66, and SIE. Rusti has been registered as an Investment Advisor Representative in the state of Texas since February 2022.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TX
02/11/2022 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (FORT WORTH TX)
TX
05/07/2014 - 01/10/2022
WELLS FARGO CLEARING SERVICES, LLC (FORT WORTH TX)
TX
02/06/2013 - 04/29/2014
FIDELITY BROKERAGE SERVICES LLC (WESTLAKE TX)
TX
07/26/2011 - 03/15/2012
SAGEPOINT FINANCIAL, INC. (HURST TX)
TX
04/30/2010 - 06/30/2011
FIDELITY BROKERAGE SERVICES LLC (WESTLAKE TX)
BOTH
Issued 06/01/2018
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/07/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/26/2019
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 03/11/2019
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/28/2010
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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