Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Russell? Claim Your ProfileRussell William Stein is a registered representative with Raymond James & Associates, Inc., a firm headquartered in St. Petersburg, Florida. Russell Stein is a licensed professional with over 40 years of experience in the financial industry. Russell Stein has a history of working with clients from various backgrounds, including individuals, corporations, charitable organizations, and insurance companies. Russell Stein specializes in providing investment advice and financial planning services. Russell Stein is also a registered Investment Advisor Representative in Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TX
07/28/2008 - Present
Raymond James & Associates, Inc. (HOUSTON TX)
TX
05/30/2001 - 03/24/2008
MORGAN KEEGAN & COMPANY, INC. (HOUSTON TX)
MO
09/10/1999 - 05/22/2001
FIRST UNION SECURITIES, INC. (ST. LOUIS MO)
NY
05/24/1995 - 09/15/1999
CIBC WORLD MARKETS (NEW YORK NY)
NY
09/26/1978 - 06/01/1995
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NA
07/13/1976 - 09/26/1978
MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.
NA
02/13/1975 - 08/12/1976
REYNOLDS SECURITIES, INC.
NA
02/25/1969 - 03/07/1975
MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.
BC
Issued 04/11/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/08/1977
PC - AMEX Put and Call Exam
BC
Issued 02/21/1969
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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