Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Russell? Claim Your ProfileRussell William Johnson is a financial advisor with over 20 years of experience in the industry. Russell is currently registered with Raymond James & Associates, Inc. and holds Series 6, 7, 9, 10, 63, and 65 licenses. Previously, Russell was a registered representative with DEUTSCHE BANK SECURITIES INC., HARRISDIRECT LLC, CREDIT SUISSE FIRST BOSTON PRIVATE ADVISOR, LLC, CREDIT SUISSE FIRST BOSTON CORPORATION, TOWER SQUARE SECURITIES, INC., and MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED. Russell specializes in providing financial advice and portfolio management services to individuals, businesses, and institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NJ
06/14/2021 - Present
Raymond James & Associates, Inc. (Tinton Falls NJ)
NY
06/27/2008 - 09/06/2016
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
NJ
10/02/2000 - 06/10/2005
HARRISDIRECT LLC (JERSEY CITY NJ)
NY
08/21/2000 - 11/16/2000
CREDIT SUISSE FIRST BOSTON PRIVATE ADVISOR, LLC (NEW YORK NY)
NY
03/22/2000 - 08/21/2000
CREDIT SUISSE FIRST BOSTON CORPORATION (NEW YORK NY)
CA
03/21/1997 - 08/17/1999
TOWER SQUARE SECURITIES, INC. (EL SEGUNDO CA)
NY
05/05/1995 - 06/11/1996
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BOTH
Issued 12/18/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/04/1993
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 05/19/1993
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/06/2013
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 02/22/2013
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/19/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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