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Russell Thatcher Boggess

Houlihan Lokey Capital, Inc.

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About Russell Thatcher Boggess

Russell Thatcher Boggess is a financial professional with over 18 years of experience in the industry. Currently, Russell is registered with Houlihan Lokey Capital, Inc., located in New York. Prior to joining Houlihan Lokey, Russell held positions at FOCUSPOINT PRIVATE CAPITAL GROUP, FRONTIER SOLUTIONS, LLC, PERKINS FUND MARKETING, L.L.C., THINKEQUITY PARTNERS LLC, THOMAS WEISEL PARTNERS LLC, and BANC OF AMERICA SECURITIES LLC. Russell has a strong background in securities and holds Series 7, Series 22, Series 63, and SIE licenses.

Firm Information

Russell Boggess is currently registered with Houlihan Lokey Capital, Inc.. Houlihan Lokey Capital, Inc. is a Corporation formed on January 9, 1996, and is registered in all 50 states and the District of Columbia. The firm has been approved for registration with the Securities and Exchange Commission (SEC).

Not reported

Assets Under Management

Not reported

Total Clients

651

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Russell Boggess’s Registration & Firm History

NY

09/26/2022 - Present

Houlihan Lokey Capital, Inc. (NEW YORK NY)

NY

11/20/2018 - 08/01/2022

FOCUSPOINT PRIVATE CAPITAL GROUP (NEW YORK NY)

VA

02/22/2016 - 11/14/2018

FRONTIER SOLUTIONS, LLC (RICHMOND VA)

CT

07/02/2008 - 11/02/2010

PERKINS FUND MARKETING, L.L.C. (SOUTHPORT CT)

NY

03/08/2005 - 06/11/2008

THINKEQUITY PARTNERS LLC (NEW YORK NY)

CA

11/09/1999 - 11/08/2004

THOMAS WEISEL PARTNERS LLC (SAN FRANCISCO CA)

NY

08/05/1998 - 11/09/1999

BANC OF AMERICA SECURITIES LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 02/03/2017

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 05/09/2023

Series 7TO - General Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/22/2016

Series 22 - Direct Participation Programs Representative Examination

BC

Issued 08/04/1998

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Russell Thatcher Boggess.
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