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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Russell? Claim Your ProfileRussell Stewart Goldstein is a financial advisor with over 20 years of experience in the industry. Russell is currently registered with Merrill Lynch, Pierce, Fenner & Smith Inc. and has previously worked with a number of other firms. Russell is licensed in several states, including Arizona, California, Colorado, Florida, New York, North Carolina, Pennsylvania, and Texas. Russell holds several industry certifications, including the Series 7, Series 10, Series 9, Series 24, and Series 63 exams. Russell also holds a Series 65 license, which qualifies him to provide investment advice. Russell's areas of specialization include Portfolio Management for Individuals, Portfolio Management for Businesses, Pension Consulting, and Educational Seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
AZ
10/10/2012 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (SCOTTSDALE AZ)
AZ
10/20/2004 - 10/23/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (PHOENIX AZ)
NY
11/12/2002 - 10/20/2004
QUICK & REILLY, INC. (NEW YORK NY)
NY
02/14/2001 - 12/09/2002
SANDGRAIN SECURITIES, INC. (GARDEN CITY NY)
MI
01/11/2000 - 02/01/2001
H&R BLOCK FINANCIAL ADVISORS, INC. (DETROIT MI)
NY
02/04/1999 - 01/12/2000
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
02/03/1998 - 02/04/1999
SANDS BROTHERS & CO., LTD. (NEW YORK NY)
NY
09/08/1997 - 02/03/1998
D. H. BLAIR & CO., INC. (NEW YORK NY)
IA
Issued 06/08/2004
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/04/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/17/2002
Series 24 - General Securities Principal Examination
BC
Issued 09/25/2000
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 07/31/2000
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/04/1997
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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