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Russell Stalin Maltes

Regency Investment Advisors Inc.

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About Russell Stalin Maltes

Russell Maltes is a financial advisor with Regency Investment Advisors Inc., located in Fresno, CA. Russell has been in the financial services industry since 2000. Russell is registered in California and Texas. Russell has experience working with individuals, corporations, pension and profit sharing plans, and charitable organizations. Russell holds the Series 7 and Series 66 licenses as well as the SIE exam. Russell is a Certified Financial Planner.

Firm Information

Russell Maltes is currently registered with Regency Investment Advisors Inc.. Regency Investment Advisors Inc. is an investment advisor based in Fresno, CA. The firm provides financial planning, pension consulting, and educational seminars. Regency Investment Advisors Inc. manages assets for a variety of clients, including individuals, corporations, charitable organizations, and pension plans. The firm has approximately $877 million in regulatory assets under management.
Regency Investment Advisors Inc.

1312 W HERNDON, SUITE 101

FRESNO, CA 93711

$877.33M

Assets Under Management

Not reported

Total Clients

7

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Russell Maltes’s Registration & Firm History

CA

01/18/2022 - Present

Regency Investment Advisors Inc. (FRESNO CA)

NY

01/05/2004 - 12/04/2019

TRANSAMERICA INVESTORS SECURITIES CORPORATION (HARRISON NY)

TX

05/06/2003 - 12/05/2003

CHARLES SCHWAB & CO., INC. (WESTLAKE TX)

NY

12/19/2000 - 03/31/2003

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

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Licenses & Designations

BOTH

Issued 01/22/2001

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/18/2000

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There is public disclosure for Russell Stalin Maltes. Review regulatory record here.
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