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Russell Sinclair Comer

UBS Securities LLC

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About Russell Sinclair Comer

Russell Sinclair Comer is a financial advisor registered with UBS Securities LLC and UBS Financial Services Inc. Russell has been in the financial services industry since July 14, 2010. Russell holds the Series 7TO, SIE, and Series 16 licenses. Russell is also a General Securities Principal (Series 24). Comer’s current employment began on February 7, 2017. Prior to joining UBS, Russell worked at RBS Securities Inc. and J.P. Morgan Securities LLC.

Firm Information

Russell Comer is currently registered with UBS Securities LLC. UBS Securities LLC is a Limited Liability Company formed on June 29, 1998. The firm is registered with the SEC and in all 50 states, as well as in Puerto Rico. UBS Securities LLC has been involved in 307 regulatory events, 5 civil events, and 3 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

507

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Russell Comer’s Registration & Firm History

NY

02/07/2017 - Present

UBS Securities LLC (NEW YORK NY)

CT

02/13/2015 - 10/17/2016

RBS SECURITIES INC. (STAMFORD CT)

NY

03/17/2010 - 02/04/2015

J.P. MORGAN SECURITIES LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 04/30/2024

Series 24 - General Securities Principal Examination

BC

Issued 10/10/2023

Series 7TO - General Securities Representative Examination

BC

Issued 03/21/2023

SIE - Securities Industry Essentials Examination

BC

Issued 12/22/2009

Series 16 - NYSE Supervisory Analyst Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MEMX LLC

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Russell Sinclair Comer.
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