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Russell S Patchett

SG Americas Securities, LLC

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About Russell S Patchett

Russell Patchett is a financial professional with over 12 years of experience in the industry. Russell is currently registered with SG Americas Securities, LLC and has been with the firm since August 2015. Previously, Russell was employed by BNP PARIBAS SECURITIES CORP., CITIGROUP GLOBAL MARKETS INC., and CITICORP INVESTMENT SERVICES. Russell holds the Series 7, Series 63, SIE, and Series 79TO licenses and is registered in 52 states and the District of Columbia.

Firm Information

Russell Patchett is currently registered with SG Americas Securities, LLC. SG Americas Securities, LLC is a Limited Liability Company formed on August 8, 2003. The firm is registered with the SEC and in all 50 states, as well as Puerto Rico. They have a history of regulatory events, including 109 disclosures, as well as a criminal disclosure and an arbitration disclosure.

Not reported

Assets Under Management

Not reported

Total Clients

557

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Russell Patchett’s Registration & Firm History

NY

08/17/2015 - Present

SG Americas Securities, LLC (NEW YORK NY)

NY

01/14/2011 - 08/27/2015

BNP PARIBAS SECURITIES CORP. (NEW YORK NY)

NY

05/29/2007 - 12/15/2010

CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)

NY

04/26/2007 - 05/29/2007

CITICORP INVESTMENT SERVICES (NEW YORK NY)

NY

09/08/2006 - 09/29/2006

COMMERCE ONE FINANCIAL INC. (SYOSSET NY)

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Licenses & Designations

BC

Issued 09/14/2006

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 11/24/2018

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/07/2006

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MEMX LLC

M

MIAX PEARL, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Russell S Patchett.
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