Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Russell? Claim Your ProfileRussell Romberger is a financial advisor registered with Cetera Advisors LLC, Cetera Financial Specialists LLC, Cetera Advisor Networks LLC and Cetera Investment Services LLC. Russell has been in the industry since June 3, 1993. Russell has a Series 6, 7 and 63 license as well as the SIE. He holds a current registration in Delaware, Maryland, New Jersey, Pennsylvania, Virginia and West Virginia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CA
09/29/2017 - Present
Cetera Advisors LLC (EL SEGUNDO CA)
CA
09/29/2017 - 09/08/2022
FIRST ALLIED SECURITIES, INC. (SAN DIEGO CA)
FL
09/29/2017 - 12/03/2019
SUMMIT BROKERAGE SERVICES, INC. (BOCA RATON FL)
WI
08/23/2007 - 03/31/2017
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (MILWAUKEE WI)
PA
11/10/2004 - 04/16/2007
RUSSELL FUND DISTRIBUTORS, INC. PART OF RUSSELL INVESTMENT GROUP (BERWYN PA)
PA
06/24/1992 - 10/04/2004
SEI INVESTMENTS DISTRIBUTION CO. (OAKS PA)
BC
Issued 06/26/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/02/1998
Series 7 - General Securities Representative Examination
BC
Issued 06/23/1992
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Russell Romberger is the right advisor for you? Invested Better is here to help.
