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Russell Peter Certo

Brean Capital, LLC

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About Russell Peter Certo

Russell Peter Certo is a financial advisor with over 30 years of experience in the industry. Russell has a broad range of experience in the financial services industry. Russell is currently registered with Brean Capital, LLC and is a Registered Principal, Series 7, Series 63, and Series 52TO licensed. Russell has previously held positions at Gleacher & Company Securities, Inc., RBS Greenwich Capital, UBS Warburg LLC, American Express Financial Advisors Inc., and IDS Life Insurance Company.

Firm Information

Russell Certo is currently registered with Brean Capital, LLC. Brean Capital, LLC is a Limited Liability Company formed on February 3, 2000. The firm is registered with the SEC and in all 50 states, as well as Puerto Rico.

Not reported

Assets Under Management

Not reported

Total Clients

83

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Russell Certo’s Registration & Firm History

FL

10/09/2012 - Present

Brean Capital, LLC (ST PETERSBURG FL)

NY

02/09/2009 - 07/25/2012

GLEACHER & COMPANY SECURITIES, INC. (NEW YORK NY)

CT

06/02/2003 - 12/10/2008

RBS GREENWICH CAPITAL (GREENWICH CT)

NY

06/10/1992 - 06/06/2003

UBS WARBURG LLC (NEW YORK NY)

MN

12/09/1991 - 06/02/1992

AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)

MN

12/09/1991 - 06/02/1992

IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)

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Licenses & Designations

BC

Issued 04/13/1992

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/14/2015

Series 53 - Municipal Securities Principal Examination

BC

Issued 08/14/2009

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 52TO - Municipal Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/04/1993

Series 3 - National Commodity Futures Examination

BC

Issued 12/06/1991

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Russell Peter Certo.
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