Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Russell? Claim Your ProfileRussell Moy is a financial professional with over 18 years of experience in the industry. Russell has a strong background in securities trading and operations, holding licenses including Series 7, 24, 52TO, 53, 55, 57TO, and 99TO. Russell's current employment is with Credit Suisse Securities (usa) LLC, a firm with an active Broker-Dealer and Investment Advisor scope, where Russell is registered as an Investment Advisor Representative. Russell is also registered with UBS Securities LLC. Previously, Russell was employed with UBS Financial Services Inc. and Blackwood Securities, LLC. Russell's professional experience spans various roles in the financial services industry, including positions with firms like Credit Suisse, UBS, and Blackwood Securities.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Transaction-based fee
1
2
NY
10/02/2023 - Present
Credit Suisse Securities (usa) LLC (NEW YORK NY)
NJ
12/15/2017 - 10/03/2023
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
NY
12/03/2001 - 04/18/2002
BLACKWOOD SECURITIES, LLC (NEW YORK NY)
BC
Issued 06/06/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/21/2023
Series 53 - Municipal Securities Principal Examination
BC
Issued 06/12/2019
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/10/2006
Series 7 - General Securities Representative Examination
BC
Issued 02/19/2002
Series 55 - Limited Representative-Equity Trader Exam
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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