Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Russell? Claim Your ProfileRussell Moran is a financial advisor with J.P. Morgan Securities LLC. Russell has been in the financial services industry since August 10, 1997 and is registered in 53 states and the District of Columbia. Russell has a broad range of experience and expertise, including investment advisory services, financial planning, and portfolio management. Russell holds the Series 7, Series 10, Series 24, Series 52TO, Series 53, and Series 66 securities licenses. Russell is also registered as an investment advisor in Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
NY
09/23/2021 - Present
J.p. Morgan Securities LLC (NEW YORK NY)
NY
09/28/2011 - 09/29/2021
WELLS FARGO CLEARING SERVICES, LLC (NEW YORK NY)
NY
12/21/2005 - 09/27/2011
RBC CAPITAL MARKETS, LLC (NEW YORK NY)
MA
10/20/2004 - 12/31/2005
BANC OF AMERICA INVESTMENT SERVICES, INC. (BOSTON MA)
NY
12/19/2000 - 10/20/2004
QUICK & REILLY, INC. (NEW YORK NY)
NY
06/19/2000 - 09/27/2000
PLATINUM EQUITIES, INC. (NEW YORK NY)
NY
09/23/1998 - 07/28/2000
GLENN MICHAEL FINANCIAL, INC. (MELVILLE NY)
CO
11/26/1997 - 09/25/1998
SCHNEIDER SECURITIES, INC. (DENVER CO)
NY
08/01/1997 - 12/08/1997
PHD CAPITAL (NEW YORK NY)
NY
05/08/1997 - 07/18/1997
GAINES, BERLAND INC. (BETHPAGE NY)
BOTH
Issued 04/29/2013
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/02/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/29/2005
Series 24 - General Securities Principal Examination
BC
Issued 07/23/2003
Series 53 - Municipal Securities Principal Examination
BC
Issued 08/15/2002
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 08/02/2002
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 03/11/2002
Series 4 - Registered Options Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/06/2002
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 04/11/1997
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Russell Moran is the right advisor for you? Invested Better is here to help.
