Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Russell? Claim Your ProfileRussell Monroe Adams is a financial professional with over 30 years of experience in the financial services industry. Russell Adams is currently registered with RBC Capital Markets, LLC, and is licensed in all 50 states. Russell Adams has a broad range of experience, having held positions at several prominent firms including BANC OF AMERICA SECURITIES LLC, W.R. HAMBRECHT + CO., LLC, MOORS & CABOT, INC., DEUTSCHE BANK SECURITIES INC., NDB CAPITAL MARKETS, LP, CANTOR FITZGERALD & CO., SHERWOOD SECURITIES CORP., THE SEIDLER COMPANIES INCORPORATED, and WEDBUSH, NOBLE, COOKE, INC. Russell Adams holds a number of licenses and certifications, including Series 4, 7, 24, 55, 57TO, and SIE. Russell Adams is dedicated to providing clients with the highest level of service and expertise.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Service public & private employee benefit plans, endowment funds, foundations, family trusts & various capital/operating funds
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
04/08/2009 - Present
RBC Capital Markets, LLC (SAN FRANCISCO CA)
CA
08/28/2006 - 04/06/2009
BANC OF AMERICA SECURITIES LLC (SAN FRANCISCO CA)
CA
03/20/2006 - 08/21/2006
W.R. HAMBRECHT + CO., LLC (SAN FRANCISCO CA)
MA
10/05/2005 - 03/13/2006
MOORS & CABOT, INC. (BOSTON MA)
NY
06/25/2002 - 08/31/2005
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
NY
04/16/1993 - 07/01/2002
NDB CAPITAL MARKETS, LP (NEW YORK NY)
NY
06/10/1992 - 04/02/1993
CANTOR FITZGERALD & CO. (NEW YORK NY)
NY
09/13/1991 - 06/19/1992
SHERWOOD SECURITIES CORP. (NEW YORK NY)
CA
06/10/1986 - 08/26/1991
THE SEIDLER COMPANIES INCORPORATED (LOS ANGELES CA)
NA
12/19/1984 - 06/27/1986
WEDBUSH, NOBLE, COOKE, INC
BC
Issued 12/15/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/20/1998
Series 24 - General Securities Principal Examination
BC
Issued 11/14/1985
Series 4 - Registered Options Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/14/1999
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 12/15/1984
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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