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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Russell? Claim Your ProfileRussell Lamar Clark is a financial advisor with over 30 years of experience in the financial services industry. Russell Clark is currently registered with Morgan Stanley. Before joining Morgan Stanley, Russell Clark worked with Raymond James & Associates, Inc., Morgan Keegan & Company, Inc., Morgan Stanley Smith Barney, Citigroup Global Markets Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, MetLife Securities Inc. and Metropolitan Life Insurance Company. Russell Clark holds licenses including Series 3, 6, 7, 9, 10, 63 and 65. Russell Clark has been working in the financial services industry since 1990 and specializes in asset allocation advice, financial planning, pension consulting, educational seminars, selection of other advisors, portfolio management for businesses, portfolio management for individuals and portfolio management for investment companies.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
OH
04/02/2020 - Present
Morgan Stanley (Beavercreek OH)
KY
11/09/2012 - 05/27/2015
RAYMOND JAMES & ASSOCIATES, INC. (COVINGTON KY)
KY
01/12/2011 - 03/13/2013
MORGAN KEEGAN & COMPANY, INC. (COVINGTON KY)
OH
06/01/2009 - 06/16/2010
MORGAN STANLEY SMITH BARNEY (DUBLIN OH)
OH
09/02/1998 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (DAYTON OH)
NY
12/05/1990 - 08/31/1998
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
MA
06/28/1990 - 11/06/1990
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NY
06/28/1990 - 11/06/1990
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
IA
Issued 01/07/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/11/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 08/08/1997
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/08/2001
Series 3 - National Commodity Futures Examination
BC
Issued 12/04/1990
Series 7 - General Securities Representative Examination
BC
Issued 06/27/1990
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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