Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Russell? Claim Your ProfileRussell Thompson is an investment advisor representative and financial advisor with Regal Investment Advisors LLC. Russell has been working in the financial industry since 2016. Russell is registered with the state of Florida as a securities agent and as an investment advisor representative. Prior to joining Regal Investment Advisors LLC, Russell has worked at PRUCO SECURITIES, LLC. and W&S BROKERAGE SERVICES, INC. Russell Thompson specializes in working with individuals, high net worth individuals, corporations and pension and profit-sharing plans. Russell is also a Partner at H&R Insurance and Financial Services LLC and an independent agent at Network Insurance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Third party fees
1
2
FL
01/01/2025 - Present
Regal Investment Advisors LLC (Daytona Beach FL)
FL
05/30/2018 - 04/14/2022
PRUCO SECURITIES, LLC. (Port Orange FL)
FL
09/28/2016 - 06/15/2018
W&S BROKERAGE SERVICES, INC. (MELBOURNE FL)
IA
Issued 04/07/2023
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/02/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/28/2016
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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