Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Russell? Claim Your ProfileRussell Kent is a financial advisor with Wells Fargo Clearing Services, LLC. Russell has been in the financial services industry since 1999. Russell has a strong track record of success and is committed to providing his clients with personalized financial advice. Russell is a highly experienced and knowledgeable financial advisor. Russell specializes in working with high-net-worth individuals, businesses, and institutional clients. Russell holds a Series 65 and Series 63, and is also a Series 8 principal. Russell is a valuable resource for anyone seeking financial advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TX
04/23/2021 - Present
Wells Fargo Clearing Services, LLC (THE WOODLANDS TX)
TX
10/01/2008 - 10/10/2018
J.P. MORGAN SECURITIES LLC (HOUSTON TX)
TX
12/08/2006 - 10/01/2008
J.P. MORGAN SECURITIES INC. (HOUSTON TX)
IL
03/01/1999 - 07/13/2005
CHASE INVESTMENT SERVICES CORP. (CHICAGO IL)
TX
04/17/1998 - 03/01/1999
CHASE SECURITIES OF TEXAS, INC. (HOUSTON TX)
NY
10/03/1996 - 08/15/1997
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
MI
10/25/1994 - 10/14/1996
OLDE DISCOUNT CORPORATION (DETROIT MI)
IA
08/22/1994 - 09/19/1994
DICKINSON & CO. (DES MOINES IA)
IA
Issued 12/30/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/23/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/19/1996
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/19/1994
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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