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Russell Kenneth Wallack

Tradition Securities AND Derivatives LLC

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About Russell Kenneth Wallack

Russell Kenneth Wallack has been in the financial services industry since November 1996. Currently registered with Tradition Securities and Derivatives LLC, Russell has also been previously registered with Standard Credit Securities Inc. and GFI Securities LLC. Russell holds the Series 7, Series 63, and Series 24 licenses. Russell is registered to conduct business in Colorado, Illinois, Michigan, New York, and North Carolina.

Firm Information

Russell Wallack is currently registered with Tradition Securities AND Derivatives LLC. Tradition Securities AND Derivatives LLC is a Limited Liability Company formed on March 30, 1989. The firm is registered with the SEC and in 44 states.

Not reported

Assets Under Management

Not reported

Total Clients

73

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Russell Wallack’s Registration & Firm History

NY

01/02/2014 - Present

Tradition Securities AND Derivatives LLC (New York NY)

NY

04/17/2008 - 02/14/2015

STANDARD CREDIT SECURITIES INC. (NEW YORK NY)

NY

04/21/1999 - 05/15/2008

GFI SECURITIES LLC (NEW YORK NY)

NY

11/20/1996 - 04/21/1999

TRADITION (GOVERNMENT SECURITIES) INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 07/22/1997

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 07/27/2006

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/18/1996

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq PHLX LLC

Disclosures

There are no public disclosures for Russell Kenneth Wallack.
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