Unclaimed
Russell Kenneth Wallack has been in the financial services industry since November 1996. Currently registered with Tradition Securities and Derivatives LLC, Russell has also been previously registered with Standard Credit Securities Inc. and GFI Securities LLC. Russell holds the Series 7, Series 63, and Series 24 licenses. Russell is registered to conduct business in Colorado, Illinois, Michigan, New York, and North Carolina.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
01/02/2014 - Present
Tradition Securities AND Derivatives LLC (New York NY)
NY
04/17/2008 - 02/14/2015
STANDARD CREDIT SECURITIES INC. (NEW YORK NY)
NY
04/21/1999 - 05/15/2008
GFI SECURITIES LLC (NEW YORK NY)
NY
11/20/1996 - 04/21/1999
TRADITION (GOVERNMENT SECURITIES) INC. (NEW YORK NY)
BC
Issued 07/22/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/27/2006
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/18/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq PHLX LLC
Not sure Russell Wallack is the right advisor for you? Invested Better is here to help.