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Russell Joseph Raia

Parkland Securities, LLC

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About Russell Joseph Raia

Russell Raia is a financial professional with over 25 years of experience in the industry. Russell currently works at Parkland Securities, LLC and has been registered with them since 2005. Russell holds Series 6 and SIE licenses. Russell has previously held positions at OneAmerica Securities, Inc., Jefferson Pilot Securities Corporation, Cadaret, Grant & Co., Inc., and AIG Equity Sales Corp. Russell is registered in Missouri, Nebraska, Texas, and Utah.

Firm Information

Russell Raia is currently registered with Parkland Securities, LLC. Parkland Securities, LLC is a Limited Liability Company formed in 2001. The firm is registered in 53 states and has an approved SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

71

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Russell Raia’s Registration & Firm History

TX

01/03/2005 - Present

Parkland Securities, LLC (HOUSTON TX)

IN

01/14/2004 - 12/31/2004

ONEAMERICA SECURITIES, INC. (INDIANAPOLIS IN)

IN

05/21/1998 - 11/12/2003

JEFFERSON PILOT SECURITIES CORPORATION (FORT WAYNE IN)

NY

01/02/1998 - 05/20/1998

CADARET, GRANT & CO., INC. (SYRACUSE NY)

NY

05/08/1997 - 01/02/1998

AIG EQUITY SALES CORP. (NEW YORK NY)

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Licenses & Designations

BC

Issued 05/28/1997

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/07/1997

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Russell Joseph Raia.
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