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Russell Jon Sinder

UBS Asset Management (us) Inc.

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About Russell Jon Sinder

Russell Jon Sinder is a financial advisor with UBS Asset Management (us) Inc., registered in 52 states. Russell has been in the industry since 2008 and has been with UBS Financial Services Inc. and Barclays de Zoete Wedd Securities Inc. in the past.

Firm Information

Russell Sinder is currently registered with UBS Asset Management (us) Inc.. UBS Asset Management (us) Inc. is a corporation formed in May 1977 and is approved in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. The firm has 1 approved SEC registration and 53 approved state registrations.

Not reported

Assets Under Management

Not reported

Total Clients

37

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Russell Sinder’s Registration & Firm History

NY

06/25/2015 - Present

UBS Asset Management (us) Inc. (NEW YORK NY)

NJ

04/01/2009 - 06/26/2015

UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)

NY

10/17/1994 - 06/29/1995

BARCLAYS DE ZOETE WEDD SECURITIES INC. (NEW YORK NY)

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Licenses & Designations

BOTH

Issued 06/05/2009

Series 66 - Uniform Combined State Law Examination

BC

Issued 03/28/1995

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/31/2009

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Russell Jon Sinder.
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