Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Russell? Claim Your ProfileRussell Jan Pinney is a financial advisor with The Leaders Group, Inc. Russell has been in the financial industry for over 50 years. Russell is registered in California, holds a Series 63, Series 24 and Series 7TO and has passed the SIE and Series 1 exams. Previous experience includes time with Royal Alliance Associates, Inc., Signator Investors, Inc. and Transamerica Financial Advisors, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CO
01/02/2020 - Present
THE Leaders Group, Inc. (LITTLETON CO)
CA
11/02/2018 - 12/19/2019
ROYAL ALLIANCE ASSOCIATES, INC. (ROSEVILLE CA)
CA
05/13/2016 - 11/02/2018
SIGNATOR INVESTORS, INC. (ROSEVILLE CA)
CA
09/04/2009 - 05/13/2016
TRANSAMERICA FINANCIAL ADVISORS, INC (ROSEVILLE CA)
CA
03/01/1971 - 09/04/2009
TRANSAMERICA FINANCIAL ADVISORS, INC. (ROSEVILLE CA)
CA
03/06/1987 - 08/01/1995
TRANSAMERICA SECURITIES SALES CORPORATION (LOS ANGELES CA)
BC
Issued 02/01/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/17/2000
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/19/1971
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
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