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Russell James Steward

H.c.wainwright & CO., LLC

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About Russell James Steward

Russell James Steward is a financial professional with over 20 years of experience in the industry. Russell has been registered with H.c.wainwright & Co., LLC since February 2020. Prior to that, Russell was with T.R. Winston & Company, LLC, Corinthian Partners, L.L.C., John Thomas Financial, BMA Securities, and Cresta Capital Strategies, LLC. Russell has passed a variety of exams including the Series 66, Series 63, Series 24, Series 79TO, SIE, and Series 7. Russell is currently registered in New Jersey and New York.

Firm Information

Russell Steward is currently registered with H.c.wainwright & CO., LLC. H.c.wainwright & CO., LLC is a Limited Liability Company that was formed in April 2013. They are registered to conduct business in all 50 U.S. states, the District of Columbia, Puerto Rico, and the Virgin Islands. They are also registered with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

11

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Russell Steward’s Registration & Firm History

NY

02/07/2020 - Present

H.c.wainwright & CO., LLC (NEW YORK NY)

NY

04/05/2013 - 01/31/2020

T.R. WINSTON & COMPANY, LLC (New York NY)

NY

02/06/2013 - 03/15/2013

CORINTHIAN PARTNERS, L.L.C. (NEW YORK NY)

NY

01/18/2012 - 02/08/2013

JOHN THOMAS FINANCIAL (NEW YORK NY)

NY

09/21/2011 - 01/17/2012

BMA SECURITIES (MELVILLE NY)

NY

04/05/2010 - 09/16/2011

CRESTA CAPITAL STRATEGIES, LLC (MELVILLE NY)

NY

09/07/2006 - 11/06/2009

SMH CAPITAL INC. (NEW YORK NY)

NY

08/06/1998 - 08/21/2006

G.C. ANDERSEN PARTNERS CAPITAL, LLC (NEW YORK NY)

MD

10/03/1997 - 04/09/1998

BT ALEX. BROWN INCORPORATED (BALTIMORE MD)

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Licenses & Designations

BOTH

Issued 08/23/2012

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/13/1997

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 04/20/1999

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/02/1997

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Russell James Steward.
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