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Russell James Gilardi

Mizuho Securities USA LLC

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About Russell James Gilardi

Russell James Gilardi is a financial professional with over 16 years of experience in the securities industry. Russell is currently registered with Mizuho Securities USA LLC. Russell has held previous positions at Barclays Capital Inc., Credit Suisse Securities (USA) LLC, Nomura Securities International, Inc., and Morgan Stanley & Co., Incorporated. Russell has a strong track record of success in the financial services industry and holds several industry licenses, including Series 7, Series 24, Series 3, Series 4, Series 55, and Series 57TO.

Firm Information

Russell Gilardi is currently registered with Mizuho Securities USA LLC. Mizuho Securities USA LLC is a Limited Liability Company formed in April 1994 and approved in all 50 states, the District of Columbia, and Puerto Rico. The firm is registered with the SEC and has been subject to 13 Regulatory Events and 1 Civil Event.

Not reported

Assets Under Management

Not reported

Total Clients

535

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Russell Gilardi’s Registration & Firm History

NY

08/08/2019 - Present

Mizuho Securities USA LLC (NEW YORK NY)

NY

09/28/2016 - 08/15/2019

BARCLAYS CAPITAL INC. (NEW YORK NY)

NY

08/01/2011 - 09/26/2016

CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)

NY

12/11/2006 - 07/27/2011

NOMURA SECURITIES INTERNATIONAL, INC. (NEW YORK NY)

NY

06/29/2006 - 12/06/2006

MORGAN STANLEY & CO., INCORPORATED (NEW YORK NY)

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Licenses & Designations

BC

Issued 01/30/2008

Series 24 - General Securities Principal Examination

BC

Issued 07/30/2007

Series 4 - Registered Options Principal Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/21/2012

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 11/06/2008

Series 3 - National Commodity Futures Examination

BC

Issued 06/28/2006

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Russell James Gilardi.
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