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Russell James Deakin

Finalis Securities LLC

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About Russell James Deakin

Russell James Deakin is a financial professional with over 12 years of experience in the securities industry. Russell is currently registered with Finalis Securities LLC and holds a Series 66, Series 24, Series 6TO, SIE and Series 7 licenses. Russell is registered in California, Florida, and New York. Previously, Russell has worked at NC Securities, LLC, Middlebury Securities LLC, Sanford C. Bernstein & Co., LLC, Descap Securities, Inc., Mcmahan Securities Co. L.P., and Morgan Stanley & Co., Incorporated.

Firm Information

Russell Deakin is currently registered with Finalis Securities LLC. Finalis Securities LLC is a Limited Liability Company formed in September 2019. The firm is registered with the SEC and in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

337

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Russell Deakin’s Registration & Firm History

NY

04/01/2021 - Present

Finalis Securities LLC (New York NY)

MD

04/27/2018 - 04/01/2021

NC SECURITIES, LLC (EASTON MD)

VT

12/22/2011 - 09/27/2016

MIDDLEBURY SECURITIES LLC (WEYBRIDGE VT)

FL

07/22/2010 - 04/07/2011

SANFORD C. BERNSTEIN & CO., LLC (MIAMI FL)

NA

09/11/1993 - 06/20/1994

DESCAP SECURITIES, INC.

NA

11/05/1992 - 07/13/1993

MCMAHAN SECURITIES CO. L.P.

NA

12/01/1987 - 09/19/1988

MORGAN STANLEY & CO., INCORPORATED

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Licenses & Designations

BOTH

Issued 09/17/2010

Series 66 - Uniform Combined State Law Examination

BC

Issued 12/08/1993

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/02/2010

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Russell James Deakin.
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