Unclaimed
Russell Ian Rosenfeld is a financial advisor with Nylife Securities LLC. Russell is a registered representative with FINRA and has been active in the securities industry since April 15, 1999. Russell has held previous roles with Quick & Reilly, Inc., TD Waterhouse Investor Services, Inc., Glenn Michael Financial, Inc., and Schneider Securities, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
02/15/2005 - Present
Nylife Securities LLC (NEW YORK NY)
NY
08/25/2003 - 08/06/2004
QUICK & REILLY, INC. (NEW YORK NY)
NE
03/24/1999 - 08/07/2003
TD WATERHOUSE INVESTOR SERVICES, INC. (OMAHA NE)
NY
10/26/1998 - 02/10/1999
GLENN MICHAEL FINANCIAL, INC. (MELVILLE NY)
CO
08/07/1998 - 10/23/1998
SCHNEIDER SECURITIES, INC. (DENVER CO)
BC
Issued 10/07/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/08/2012
Series 53 - Municipal Securities Principal Examination
BC
Issued 11/08/2011
Series 24 - General Securities Principal Examination
BC
Issued 10/15/2002
Series 4 - Registered Options Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/06/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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