Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Russell? Claim Your ProfileRussell George Rozea is a securities professional with over 30 years of experience in the financial industry. He is currently registered with Bonds.com LLC and holds the Series 7 and Series 63 licenses. Russell has previously held positions at CREDIT SUISSE SECURITIES (USA) LLC, DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION, and MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
05/31/2017 - Present
Bonds.com LLC (NEW YORK NY)
NY
01/17/2003 - 05/13/2016
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
NJ
10/24/1985 - 01/17/2003
DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION (JERSEY CITY NJ)
NA
08/17/1981 - 10/22/1985
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BC
Issued 01/31/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/15/1981
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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