Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Russell? Claim Your ProfileRussell Edwin Herman has been in the financial services industry since 1970. Russell currently works at Kestra Advisory Services, LLC. Russell is a registered representative in the state of Florida and is a registered investment advisor. Prior to joining Kestra Advisory Services, LLC, Russell was with National Securities Corporation and UBS Financial Services Inc.. Russell has experience in various financial services areas such as investment advisory services, financial planning, portfolio management, and pension consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
TX
10/03/2024 - Present
Kestra Advisory Services, LLC (AUSTIN TX)
FL
04/10/2019 - 07/22/2022
NATIONAL SECURITIES CORPORATION (BOCA RATON FL)
FL
02/27/2013 - 03/04/2019
UBS FINANCIAL SERVICES INC. (AVENTURA FL)
FL
06/01/2009 - 03/11/2013
MORGAN STANLEY (AVENTURA FL)
FL
12/08/1994 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (AVENTURA FL)
NY
05/26/1989 - 12/15/1994
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NA
12/05/1984 - 07/13/1989
DREXEL BURNHAM LAMBERT INCORPORATED
NA
09/22/1980 - 11/30/1984
THOMSON MCKINNON SECURITIES INC.
NA
11/26/1979 - 10/19/1980
SHEARSON LOEB RHOADES INC.
NA
01/18/1978 - 11/26/1979
LOEB PARTNERS
NA
01/04/1977 - 01/18/1978
LOEB RHOADES & CO. INC.
NA
09/19/1974 - 01/04/1977
LOEB, RHOADES & CO. INC.
NA
02/06/1974 - 10/04/1974
E. F. HUTTON & COMPANY INC
NA
07/02/1973 - 03/09/1974
DUPONT WALSTON, INCORPORATED
NA
08/13/1970 - 07/02/1973
DUPONT GLORE FORGAN INCORPORATED
BC
Issued 06/17/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/14/2002
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/16/2001
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/30/1984
PC - AMEX Put and Call Exam
BC
Issued 11/22/1982
Series 15 - Foreign Currency Options Examination
BC
Issued 10/23/1981
Series 5 - Interest Rate Options Examination
BC
Issued 04/05/1969
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
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